Broker Check

Meet the Team

Dan Cappucci, CFP®, AIF®

Partner

781-239-2015

dcappucci@sfpwealth.com

From an early age, Dan always sought out ways to embrace his competitive spirit, whether in sports, academics, or the occasional debate. After five years of working in the industry, Dan co-founded SFP Wealth in 2007, where he oversees both the investment and operations sides of the business, while still working directly with clients. Dan thrives off identifying challenges and looks at each of his clients’ financial situations as a puzzle, employing a wholistic approach to ensure that every piece fits together while always honoring their goals and wishes.

Dan earned a BA from Colgate University in Political Science and played on the Varsity golf team. With over 20 years of experience in the financial sector, Dan is a CERTIFIED FINANCIAL PLANNER™ (CFP®) and holds the designation of Accredited Investment Fiduciary. He holds his Series 7, 63, and 65 licenses, as well as his Producer’s Life, Accident and Health or Sickness licenses. Since 2012, Dan has been recognized as a Five Star Wealth Manager*.

Dan and his wife split time between Boston and Scituate with their son, daughter, and their dog, Sully. In his spare time, you can usually find Dan on the golf course, on the top of a ski mountain, or researching a new travel destination to add to his bucket list. He’s an avid concertgoer and can’t think of a bad night spent on any concert, play, or comedy show over the past decade. Unplugging is important to Dan and being present for his family, friends, and clients is always a top priority.


*This award was issued by Five Star Professional. For each year issued, the issue date and time period are as follows: 2012 – 2/1/12, 5/23/12 – 1/6/12; 2013 – 2/1/13, 5/23/13 – 1/6/13; 2014 – 2/1/14, 5/23/14 – 1/6/14; 2015 – 2/1/15, 5/23/15 – 1/6/15; 2016 – 2/1/16, 5/23/16 – 1/6/16; 2017 – 2/1/17, 5/23/17 – 1/6/17; 2018 – 2/1/18, 5/23/18 – 1/6/18; 2019 – 2/1/19, 5/23/19 – 1/6/19; 2020 – 2/1/20, 5/23/20 – 1/6/20; 2021 – 2/1/21, 5/23/21 – 1/6/21; 2022 – 2/1/22, 5/23/22 – 1/6/22; 2023 – 2/1/23, 5/23/23 – 1/6/23.

Daniel Cappucci is a registered representative of and offers securities, investment advisory and financial planning services through MML Investors Services, LLC. SFP Wealth is not a subsidiary or affiliate of MML Investors Services, LLC, or its affiliated companies. OSJ: 1 Marina Park Drive, 16th Floor Boston MA 02210. 617-585-4500.

Pat Casserly, CPFA®

Relationship Manager, Retirement Plans

781-239-2032

pcasserly@sfpwealth.com

Pat joined the SFP Wealth team in August of 2021 as a client relationship manager for retirement plans. Prior to this role, Pat held various positions in the financial service industry including sales, asset management, and relationship management at a top 401(k) provider.

As an integral part of the SFP Wealth retirement team, Pat is responsible for managing long-term relationships with our corporate clients, consulting on 401(k) plan design, investments, and product solutions. He is known for being extremely detail oriented, highly engaged, and projects professionalism and competence in a way that assures confidence in those around him.

Pat earned his BA from University of Massachusetts Amherst in Political Science and Psychology and his MBA from the Questrom School of Business at Boston University. He holds the designation of Certified Plan Fiduciary Advisor (CPFA®) and holds his Series 7 and 63 licenses. Additionally, Pat is a Professional Paralegal (PP) and is Lean Six Sigma Green Belt (ICGB) certified.

Pat currently resides in Brookline, MA. He is an avid non-fiction reader, loves to travel, and is known by his nephew as a “funcle”, i.e. a fun uncle. Pat is happiest when he is outside, whether it be on a long motorcycle ride, snowboarding with friends, or scuba diving off the coast of a beautiful beach.

Michelle Cerone

Practice Manager, Protection Products

781-239-2018

mcerone@sfpwealth.com

Michelle joined SFP Wealth in 2015 as our practice manager for protection products. With over 14 years of experience as a new business case manager at First American Insurance Underwriters, Michelle came to the team eager and ready to hit the ground running, ensuring that all clients have a smooth underwriting experience.

Michelle manages our protection practice division, establishing and servicing all Life, Disability and Long- Term Care products. She works tirelessly to ensure that all requests are handled in a timely manner and her kindness, patience, and poise are infectious throughout the office. Michelle holds her Producer’s Life and Accident and Health or Sickness licenses in the state of Massachusetts.

Michelle lives in Foxborough, MA. She is happiest surrounded by her family and loves nothing more than being a mom and a grandmother. Outside of the office, you can find Michelle cooking, baking, trying new restaurants, or checking out the latest concerts. She loves to travel and dreams of warm summer days on the beach in Cape Cod, BBQs, and evening walks for ice cream.

Andrew Cleary, CFP®, CLU®,AIF®

Partner

(781) 239-2017

acleary@sfpwealth.com

Andrew co-founded SFP Wealth in 2007 with the goal of helping people and companies take action on the important and often-times complex financial decisions that come with success. He specializes in the full integration of personal business and estate planning services, alongside his work in the retirement plan space, where he provides fiduciary services to mid-size qualified retirement plans and private equity portfolio companies.

In addition to his role as Partner at SFP Wealth, Andrew joined the Leadership team at Baystate Financial in January of 2024, where he focuses on advisor training, refining marketing strategies, and bolstering practice management initiatives company wide. With nearly 20 years of experience working with clients across the country, Andrew has recently been recognized as a Five Star Wealth Manager (from 2012 through 2023) *, a Forbes Top Financial Securities Professional Best-In-State, and a NAPA Top DC Advisor**.

Andrew earned his BA from Georgetown University in Economics and Government. He holds the CERTIFIED FINANCIAL PLANNER™ certification (CFP®), Chartered Life Underwriter (CLU®), and Accredited Investment Fiduciary (AIF®) designations, along with Series 6, 7, 63, and 65 securities registrations, and Producer’s Life, Accident and Health or Sickness, and Property and Casualty insurance licenses. 

Andrew currently lives in Needham, MA with his wife and three kids. Outside of work you can find him in the rink coaching youth hockey, sweating it out at CrossFit, enjoying his go-to burrito bowl from Chipotle, or squeezing in a quick 18 holes of golf. 


* This award was issued by Five Star Professional. For each year issued, the issue date and time period are as follows: 2012 – 2/1/12, 5/23/12 – 1/6/12; 2013 – 2/1/13, 5/23/13 – 1/6/13; 2014 – 2/1/14, 5/23/14 – 1/6/14; 2015 – 2/1/15, 5/23/15 – 1/6/15; 2016 – 2/1/16, 5/23/16 – 1/6/16; 2017 – 2/1/17, 5/23/17 – 1/6/17; 2018 – 2/1/18, 5/23/18 – 1/6/18; 2019 – 2/1/19, 5/23/19 – 1/6/19; 2020 – 2/1/20, 5/23/20 – 1/6/20; 2021 – 2/1/21, 5/23/21 – 1/6/21; 2022 – 2/1/22, 5/23/22 – 1/6/22; 2023 – 2/1/23, 5/23/23 – 1/6/23. The award is based on 10 objective criteria. Eligibility criteria-required: 1. Credentialed as a registered investment adviser (RIA) or a registered investment adviser representative; 2. Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review; 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria-considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. FSP does not evaluate quality of services provided to clients. The award is not an endorsement or indicative of the future performance of the wealth manager. A fee was not paid for consideration however a fee is paid for marketing materials. For additional information, visit www.fivestarprofessional.com.

** National Association of Plan Advisors (NAPA) Top DC Advisor Teams is issued to teams defined as being at a single physical location and having at least $100 million in self-reported defined contribution (DC) plan assets under advisement (AUA). The 2021 list was published on 3/29/2022 based on AUA as of 12/31/2021. The 2022 list was published on 3/16/2023 based on AUA as of 12/31/2022. AUA is defined as the total value of DC plan assets on which the advisor team provides guidance and receives a fee or commission. These assets are generally held away at 3rd party plan providers. AUA is not to be confused with regulatory Assets Under Management (“AUM”) as defined by the Securities and Exchange Commission. The award is not an endorsement or indicative of the future performance of the financial adviser. MML Investors Services, a MassMutual subsidiary, is a member firm and pays and annual fee to maintain its membership. MassMutual is not involved in the nomination or final selection process. A fee was not paid for consideration. For additional information, please visit www.napa-net.org.

Andrew Cleary is a registered representative of and offers securities, investment advisory and financial planning services through MML Investors Services, LLC. SFP Wealth is not a subsidiary or affiliate of MML Investors Services, LLC, or its affiliated companies. OSJ: 1 Marina Park Drive, 16th Floor Boston MA 02210. 617-585-4500.

Joel Culkins, CRPS®

Analyst, Retirement Plans

781-239-2026

jculkins@sfpwealth.com

Joel joined SFP Wealth in June 2022 as a retirement plan associate. As an integral part of the team, he is responsible for enhancing our client experience, ongoing plan management, and investment due diligence. Joel graduated from the University of Massachusetts Amherst with a BS in Mathematics and a focus in Actuarial Science and Statistics. He holds his Series 7 license.

Joel currently resides in Boston, MA. Outside of the office, you can find him hiking, biking, or pretty much anywhere people are gathering for a sporting event, concert, or game. Joel’s hidden talent is in the kitchen where he loves to cook and experiment with new recipes. Having grown up in New England all of his life, Joel is a die-hard Boston sports fan, but nothing quite compares to a summer night at Fenway Park.

Ryan Curley, CPFA®

Relationship Manager, Retirement Plans

781-239-2031

rcurley@sfpwealth.com

Ryan joined SFP Wealth in 2021 as a relationship manager for our retirement team. Previously, he has worked in both sales and client services at a top 401(k) recordkeeper. Ryan is responsible for ongoing plan management, investment due diligence, and enhancing the client experience. He is truly passionate about educating plan participants on the importance of saving for their future.

Ryan graduated from Northeastern University with a bachelor’s degree in Business Administration and a concentration in Finance. He holds the Series 7, 63, Producer’s Life, and CPFA® licenses.

Ryan lives in Belmont, MA with his wife, son, dog, and 2 cats. Outside of the office, you’re most likely to find Ryan in a hockey rink during the colder winter months, or with friends enjoying a beautiful day on the golf course. Ryan loves being a dad, spending time with his family, being outside, taking his dog for walks, and as a native Bostonian, loves all things Boston sports.

Caitlin Doran

Director of Marketing

781-239-2042

cdoran@sfpwealth.com

Caitlin joined the SFP Wealth team in the fall of 2022. With over 10 years of experience in the for-profit and non-profit sectors, Caitlin is responsible for overseeing SFP’s marketing initiatives while ensuring outstanding client services. As a strategic and results driven marketing professional, Caitlin is passionate about creating easily digestible and accessible content with an eye for design.

Caitlin earned a BA from Fairfield University in Communications and Marketing. She currently lives in Needham, MA with her three children.

Outside of work, you’ll find Caitlin surrounded by family and friends, squeezing far too many things into any given day. Whether it be competing on the pickleball court, sneaking in a quick Peloton ride, volunteering at her kid’s school, trying a new restaurant, or relaxing on the beach, Caitlin loves to stay active and is always up for trying something new.

John Farrelly, CLU®, CRPC®

Principal Emeritus

617-585-4541

jfarrelly@baystatefinancial.com

John has worked in the financial services industry for more than 30 years. He joined Baystate Financial Services in March of 2005. Prior to joining Baystate, John was a Registered Representative of 1717 Capital Management Company, and the managing partner at Farrelly, Hammer & Smith. His practice covers all aspects of financial planning, including: investment management, asset protection, retirement and estate planning.

John holds the Chartered Life Underwriter (CLU®) designation, and the Chartered Retirement Planning Counselor (CRPC®) designations from the American College in Bryn Mawr, Pennsylvania. He holds the Series 6, 63, 65, and 7 securities licenses, and is an active member of the Institute of Certified Financial Planners®, as well as the National Association of Insurance and Financial Advisors.

John serves on the Board of Advisors of the Boston University Program for Financial Planners, and the College of Management at the University of Massachusetts, Boston. John is a Founding Member of the University of Massachusetts Club, Boston, MA. John is a graduate of the University of Massachusetts, Amherst. He and his wife, Donna, live in the Back Bay section of Boston.

Amy Fradkin

Chief of Staff

(781) 239-2019

afradkin@sfpwealth.com

As our Chief of Staff, Amy serves as the liaison and direct point of contact between the partners, team members, and our broker-dealer. She manages practice growth and development and oversees all goal- oriented processes for practical and swift resolution of business flow issues. Amy is known for establishing long-lasting relationships, fostering an environment for open communication, and ensuring the highest standards for our client service experience.

In 2011 Amy joined the SFP Wealth team with a unique background in chemistry and marketing. She holds multiple degrees in Chemistry and Biology with a minor in Spanish. She is also a certified Secondary Education teacher and a licensed Reiki Practitioner.

Amy currently lives in Needham with her husband and two sons. She is a lifelong philanthropist, and her list of accomplishments is as big as her heart. While Amy can often be found regularly volunteering for many charitable events, the Pan-Mass Challenge is where Amy has dedicated hundreds of hours over the past 20+ years in support of cancer research. When Amy’s not at the office, on her bike, or donating her time, she loves to travel, spend time with her family, relax with a knitting project, or dig into a great book.

Jim Griglun, CFP®, CEPA, MBA

Wealth Advisor

781-239-2091

jgriglun@sfpwealth.com

Jim joined SFP Wealth in 2017 as a wealth advisor. He brings over fifteen years of experience in the private wealth management industry and has a background in investments and client services. He is passionate about listening to his clients’ goals and aspirations while also ensuring they understand every aspect of the design, implementation, and monitoring of their financial road map.

Jim earned a BA from Union College in Political Science and his MBA from the Questrom School of Business at Boston University. He is a CERTIFIED FINANCIAL PLANNER™ (CFP®) practitioner, Certified Exit Planning Advisor (CEPA), holds his Series 7 and 63 licenses, as well as his Life, Accident, and Health licenses.

He currently lives in Newton with his wife and two sons. Outside of work, Jim enjoys going to the gym, coaching his sons’ Little League, and is well-known among family and friends for his BBQ ribs on the smoker. Jim is extremely involved in the Newton community as an active member of the Corpus Christi - St. Bernard Parish and a commissioner on the Newton Economic Development Commission, responsible for advising the city on policy objectives for economic development.

Steven Johnian, CPFA®, AIF®

Alliance Relationship Manager, Retirement Plans

781-239-2059

sjohnian@sfpwealth.com

SFP Wealth welcomed Steven Johnian, our Alliance Relationship Manager, in the fall of 2022. Prior to joining the team, Steven lead Commonwealth Financial Network’s strategic retirement solutions team. With over 14 years of experience in the retirement services industry, Steven is responsible for building and running the advisor support program at Baystate Financial. He supports advisors and plan sponsors across the spectrum of their retirement plan and business needs while helping advisors successfully grow, manage, and scale their retirement plan business. Steven also plays a key role staying on top of the impact legislation and regulatory affairs have on the retirement space.

Steven graduated from the University of Massachusetts Lowell with a Bachelor of Business Administration and concentration in Finance. He is a Certified Plan Fiduciary Advisor (CPFA®) and Accredited Investment Fiduciary (AIF®). Additionally, Steven holds his Series 7 and 66 licenses, and his Producer’s Life, Accident and Health or Sickness licenses.

Steven lives in Dedham, MA with his wife and daughter. He enjoys spending time with his family and friends, exercising, and traveling. A perfect day for Steven would be waking up before the sun in Aruba to get an early workout in, spending the day on the beach with his family, and watching the sun go down over a late dinner.

Matthew Kiley, CFP®

Financial Associate

781-239-2036

mkiley@sfpwealth.com

Matt joined SFP Wealth in June of 2017. As a financial associate, Matt works closely with our clients to assist them in gaining their financial independence. He oversees all investment related activities for both new and existing clients across the firm, handling asset transfers, risk allocation changes, trading, and liquidity needs. He is fiercely loyal, hard-working, and always finding new ways to ensure the proper implementation of his client’s assets.

Matt graduated from the University of New Hampshire with dual degrees in Business Administration and Economics and a focus in Finance. He is a CERTIFIED FINANCIAL PLANNER™ (CFP®and holds his Series 7 and 63 licenses, as well as his Producer’s Life, Accident and Health or Sickness licenses. 

He currently lives in South Boston. Outside of the office, if you can track him down, you’ll find Matt snowboarding, playing soccer, hiking, running around Castle Island, or checking out the latest brewery surrounded by friends and family. Matt did a semester abroad in Budapest, Hungary where he further enhanced his love for travel and is always researching the next destination on his travel hit list.

Dan McDonnell, CRPS®

Director, Retirement Plans

781-239-2010

dmcdonnell@sfpwealth.com

Dan joined SFP Wealth in 2015 as a client relationship manager. With over 25 years of experience in the retirement services industry, Dan is responsible for building long-term relationships with our corporate clients. Dan is responsible for managing all aspects of our client relationships, including benchmarking of qualified plans, leading enrollment meetings, educating plan participants, conducting investment analyses, preparing retirement plan proposals, and helping plan sponsors convert and implement retirement plans. He is a thoughtful listener, attentive to detail, and always comes to the table with multiple options to ensure that his clients’ needs are not only met but exceeded.

Dan earned a BA in Business Administration and Management from Saint Anselm College. He carries the Chartered Retirement Plans Specialist (CRPS®) designation and holds his Series 6 and 63 licenses.

Dan and his wife reside in Dedham, MA where they raised their four children and two German Shepherds. Dan was born to be a coach, racing around various hockey rinks and fields across the state, mentoring not only his own children, but also their friends and teammates. His passion for music has been a constant throughout his life. With over 250 concerts under his belt, Dan likes to humorously remind those close to him that in his past life, he was a “very popular” wedding DJ. Dan’s happy place is the Outer Banks during the summer, cocktail in hand, surrounded by family.

Joe Montana, CPFA®, AIF®

Relationship Manager, Retirement Plans

781-239-2003

jmontana@sfpwealth.com

Joe joined SFP Wealth in October of 2022 as a client relationships manager on our retirement team. He’s spent the last 15 years of his career serving clients in every phase of the retirement plan lifecycle, from initial design to investment selection and ongoing administration. His primary aim in this role is to provide person-centered information and decision-making tools so that all of his clients can effectively pursue their unique long-term financial goals.

In addition to his bachelor’s degree in psychology from the University of Connecticut, Joe holds the Accredited Investment Fiduciary (AIF®) professional designation from the Center for Fiduciary Studies as well as the Certified Plan Fiduciary Advisor (CPFA®) professional designation through the American Society of Pension Professionals & Actuaries.

Joe resides in Shrewsbury with his wife and daughter, and in his free time he enjoys hiking, downhill skiing, reading, and playing coed softball. His international travel has taken him to places such as Italy, Germany, and Costa Rica, and having recently hiked Zion, Rocky, and Glacier National Parks, he is looking forward to exploring the natural wonders of Acadia, Joshua Tree, and Grand Teton in the years to come.

Alex Over

Financial Advisor

781-239-2069

aover@sfpwealth.com

In January of 2024, Alex joined SFP Wealth as a Financial Advisor. With over 35 years of experience in the investment management sector, he brings a unique background in building connections with individuals, families, and corporations, assisting them on the path to financial independence. Alex specializes in a wide array of investment products such as equities, fixed income, and alternatives. His passion lies in offering customized solutions to safeguard and enhance his clients' assets throughout every stage of life.

Alex earned his Diploma in Accountancy from the City of London Polytechnic. He is a Fellow of The UK Chartered Institute for Securities & Investment (The CISI) and holds his Series 7,63,65,66, and 82 licenses.

Both California and Boston are home for Alex. Alex's love for travel has led him to explore various corners of the world, providing him with the opportunity to not only traverse the globe but also to assist clients in Europe, Asia, and North America. When he’s not working, traveling, or catching up with friends and family, Alex is known for hitting the open road with his extensive collection of custom motorcycles.

Tim Over

Portfolio Manager

781-239-2054

tover@sfpwealth.com

Tim began his journey with SFP Wealth in 2017 as an intern before being promoted to portfolio analyst. He then worked as an associate director of research for a Boston-based registered investment advisor, supporting the review and selection, due diligence, and solicitation support for their partner hedge funds and boutique alternative managers. Tim made his way back to SFP Wealth in the spring of 2023 as a Portfolio Manager. He is responsible for overseeing the firm's discretionary models and portfolio reviews, macro-economic outlook, strategic and tactical asset allocation, risk management, and post-trade performance reporting. He also acts as subject matter expert and primary investment liaison between SFP Wealth’s internal and external stakeholders.  

Tim holds a B.S in Economics-Finance and an M.S. in Quantitative Finance from Bentley University. He is a Chartered Financial Analyst (CFA) candidate and holds his Series 7, 63, 65, and 82 licenses.  

Tim currently resides in Hingham, MA. In his free time, you’re likely to find Tim on the golf course whenever the weather allows. He enjoys all things automotive, from watching Formula One to going on road trips or fixing and driving his vintage muscle car.

Raymond Pedrick, CFP®, CRPS®

Financial Advisor

781-239-2071

rpedrick@sfpwealth.com

Raymond joined SFP Wealth after graduating from college in 2015. After spending time as a practice manager for investments and an investment and retirement plan analyst, Raymond became a financial advisor. Whether working with individual clients, managing retirement plans, or completing due diligence around new business acquisitions, Raymond supports all lines of business at SFP Wealth. He holds himself to the highest standards of transparency, honesty, and integrity. With a keen ability to identify opportunities that align with his client’s objectives, Raymond is able to implement custom-designed strategies that are tailored to their unique needs and circumstances. Raymond takes the time to listen to his client’s needs and concerns, exploring every available option before recommending a course of action.

Raymond graduated from the University of Massachusetts, Amherst with a BBA in Finance from the Isenberg School of Management, a BA in Italian Studies, and a minor in Economics. He is a CERTIFIED FINANCIAL PLANNER™ professional (CFP®) and a Chartered Retirement Plans Specialist (CRPS®). He holds his Series 7 and 63 licenses, as well as his Producer’s Life and Accident and Health or Sickness licenses.

Raymond currently resides in Dorchester, MA. He is known for being the go-to guy for recommendations on the latest bars and restaurants, as well as the best spots for live music, concerts, and sporting events. In his free time, you can find Raymond working out at the gym, trying new recipes, and spending time with his friends and family. He is always eager to take on new challenges and is constantly seeking out new adventures.

Brian Popiel

Financial Advisor

781-239-2087

bpopiel@sfpwealth.com

Brian joined SFP Wealth in the fall of 2023 as a financial advisor. As an experienced financial services veteran with a strong finance and investment management background, Brian brings a deep knowledge of the asset management, insurance, and venture capital industries.  In addition, he has been a successful C-level executive with a number of technology and fintech companies. Brian started his professional career as a corporate lawyer and is skilled in business risk management, legal, and compliance matters. He is a graduate of Harvard University and Boston College Law School.

Leslie Rollins

Financial Associate

617-585-4541

lrollins@sfpwealth.com

Leslie joined SFP Wealth in 2019 as a financial associate as part of John Farrelly’s transition into SFP Wealth. Prior to this, Leslie worked as a practice manager for over twenty-five years and has been instrumental is ensuring the smooth transition of Farrelly clients into the SFP Wealth practice. Leslie is responsible for all client account services, including new and existing accounts and clients. Her ongoing relationships exemplify her caring nature and desire to always do what is best for her clients.

Leslie lives in Attleboro, MA. Outside of the office, she enjoys spending time with her family, going to the beach, biking, kayaking, and traveling. Leslie’s ideal day would be spent near the ocean with family and friends.

Emily Simcoke, CFP®

Wealth Advisor

781-239-2039

esimcoke@sfpwealth.com

Emily joined SFP Wealth in 2014 as a wealth advisor. While her mission is to assist individuals and families in defining their financial goals and achieving financial freedom, her passion is to become a lifelong resource to her clients and to assist them through all of life's stages. At SFP Wealth, Emily utilizes a team approach, utilizing all resources and assets, to create custom financial strategies for her clients.

Emily earned her BA from the University of South Florida in Finance. She holds her Series 7, 63 as well as her Producer’s Life, Accident and Health or Sickness licenses. Emily is a CERTIFIED FINANCIAL PLANNER™ (CFP®) practitioner and is an active member in the Financial Planning Association.  

Emily lives in Natick, MA with her husband and son. Outside of the office, she enjoys spending time with her family and friends, traveling, and finding healthy recipes to cook. She loves to stay active, whether it be riding the Peloton, going for a walk, or going to the gym for a bootcamp style workout.

Seth Waltz, CRPC®

Principal, SFP Wealth

617-239-8019

swaltz@sfpwealth.com

Seth joined SFP Wealth in 2015 as a Principal Partner. As a bespoke financial planner and wealth manager, Seth has worked with many of his clients, and their families, for over a decade. His main objective is to become a lifelong resource for those he advises, taking great pride in being one of the first points of contact whenever a client experiences a major life event.

Prior to joining the team, Seth worked as Personal Wealth Advisor for Ameriprise Financial. With over 20 years of experience, Seth’s areas of experience include comprehensive financial planning, wealth management, protection products such as life and disability insurance, retirement planning, and estate planning.

Seth earned his BA from the Whittemore School of Business & Economics at the University of New Hampshire with a dual focus in Accounting and Finance. He holds his Series 7, 9, 24, 63, and 66 licenses, as well as his Chartered Retirement Planning Counselor (CRPC®) designation. He has been featured in Boston Magazine as a Five Star Wealth Manager* in Financial Planning each year since 2013 – a recognition achieved by very few investment professionals in New England.

Seth and his wife Amy currently reside in Watertown, MA. In his free time, Seth is a competitive runner and endurance athlete. He also enjoys volunteering his time with local organizations helping out in the community. He is on the Board of Directors of Hawkeye Campership Fund, a foundation having an incredibly transformational impact on children throughout New England and the country.



*This award was issued by Five Star Professional. For each year issued, the issue date and time period are as follows: 2013 – 2/1/13, 5/23/13 – 1/6/13; 2014 – 2/1/14, 5/23/14 – 1/6/14; 2015 – 2/1/15, 5/23/15 – 1/6/15; 2016 – 2/1/16, 5/23/16 – 1/6/16; 2017 – 2/1/17, 5/23/17 – 1/6/17; 2018 – 2/1/18, 5/23/18 – 1/6/18; 2019 – 2/1/19, 5/23/19 – 1/6/19; 2020 – 2/1/20, 5/23/20 – 1/6/20; 2021 – 2/1/21, 5/23/21 – 1/6/21; 2022 – 2/1/22, 5/23/22 – 1/6/22; 2023 – 2/1/23, 5/23/23 – 1/6/23.

Seth Waltz is a registered representative of and offers securities, investment advisory and financial planning services through MML Investors Services, LLC. SFP Wealth is not a subsidiary or affiliate of MML Investors Services, LLC, or its affiliated companies. OSJ: 1 Marina Park Drive, 16th Floor Boston MA 02210. 617-585-4500.

Jeff West, CPFA®

Relationship Manager, Retirement Plans

781-239-2011

jwest@sfpwealth.com

Jeff joined the SFP Wealth retirement team in 2021. As a key member of our team, Jeff oversees all aspects of our client relationships, from benchmarking qualified plans and leading enrollment meetings to educating plan participants, conducting investment analyses, preparing retirement plan proposals, and assisting plan sponsors with converting and implementing retirement plans. Known for cultivating lasting relationships with his clients, Jeff is passionate about crafting a personalized experience that caters to his clients’ unique needs.

Jeff graduated from the University of New Hampshire in 2014 with a bachelor’s degree in Finance. He holds his Series 6, 63 and Producer’s Life Insurance licenses.

Jeff currently resides in Woburn, MA with his fiancé. Outside of the office, he enjoys spending time with family and friends, whether it's playing hockey, teeing off at the golf course, or rooting for his beloved Boston sports teams.

Jim Wolfson, CFP®

Principal, SFP Wealth

781-239-2060

jwolfson@sfpwealth.com

Jim Started his career with Baystate Financial in 2001 and joined the SFP Wealth team with over 35 years of industry experience. As a seasoned financial planner, Jim has extensive experience in investments, retirement planning, protection products, estate planning, and specializes in generational planning for his clients. Jim takes great pride in his role as an advisor and his greatest joy is developing long standing relationships with his clients.

Jim graduated from Tufts University with a BA in Economics. Jim is a CERTIFIED FINANCIAL PLANNER™ professional (CFP®) practitioner and holds his Series 6, 7, 63 licenses, as well as his Producer’s Life, Accident and Health or Sickness licenses.

Jim lives in Natick, MA with his wife. He loves to travel, spend time with his boys, and extended family and friends. Jim is known for being an avid sports fanatic and is a beloved Boston Red Sox fan. His happy place is a beautiful sunny day at Fenway Park. 


View Jim's Team

Roseann Woodford

Finance Associate

781-239-2009

rwoodford@sfpwealth.com

Roseann joined the SFP Wealth team in January of 2024. With over 20 years of experience in the financial services industry, Roseann is responsible for supporting the managing advisors and delivering comprehensive client solutions. As a very driven and detailed oriented professional, Roseann is passionate about investments, relationship building, and delivering quality client service.

Roseann earned a BS degree with a major in Finance from Merrimack College. She currently lives in North Easton, MA with her husband and three children. Roseann is happiest surrounded by her friends and family. You’ll often find her on a family bike ride, hiking, at her children’s sporting events, or volunteering with the Girl Scouts. In her (rare!) free time, Roseann loves to cook, garden, travel, and try new adventures with her family.

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