Broker Check

Events & Awards

In an incredibly talented and competitive sector, we’re truly honored to be the recipient of the prestigious awards below. And while our team members don’t always love the spotlight, we’re extremely proud of our team, their endless drive, vigor, and determination they show up to work with each and every day.

Our Process

The SFP Wealth Retirement Plan team has been named to the NAPA Top DC Advisor Teams list since 2022.*

Our History

Andrew Cleary and Dan Cappucci have received the Five Star Wealth Manager award annually since 2012. Seth Waltz has receive the award annually since 2013 and Raymond Pedrick since 2024.**

Our Resources

In 2023, Forbes Magazine ranked Andrew Cleary #22 in the state of Massachusetts.

Our Values

Dan Cappucci was recognized by AdvisorHub as a 2023 Fast-Growing Advisor To Watch.***

Our Process

Andrew Cleary was recognized as a Financial Times Top 401 Retirement Advisor from 2016 through 2020.****

Our History

In 2024, Raymond Pedrick was recognized by Fortune Magazine as a Five Star Wealth Manager Under 40 as of 1/1/24.**

* 2024 Top DC Advisor Teams, published on March, 17, 2024 by the National Association of Plan Advisors (NAPA), is issued to teams defined as being at a single physical location and having at least $100 million in self-reported defined contribution (DC) plan assets under advisement (AUA) as of 12/31/2023. AUA is defined as the total value of DC plan assets on which the advisor team provides guidance and receives a fee or commission. These assets are generally held away at 3rd party plan providers. AUA is not to be confused with Regulatory Assets Under Management (“AUM”) as defined by the Securities and Exchange Commission. The award is not an endorsement or indicative of the future performance of the financial adviser. MML Investors Services, a MassMutual subsidiary, is a member firm and pays an annual fee to maintain its membership. MassMutual is not involved in the nomination or final selection process. A fee was not paid for consideration.

** The 2024 Five Star Wealth Manager award was issued by Five Star Professional (FSP) on 02/01/24 for the period covering 04/10/23-10/31/23. The award is based on 10 objective criteria. Eligibility criteria-required: 1. Credentialed as a registered investment adviser (RIA) or a registered investment adviser representative; 2. Actively licensed as a RIA or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review; 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria-considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. FSP does not evaluate quality of services provided to clients. The award is not an endorsement or indicative of the future performance of the wealth manager. A fee was not paid for consideration however a fee is paid for marketing materials. For additional information, visit www.fivestarprofessional.com. 

*** The 200 Fastest Growing Advisors to Watch ranking was issued by AdvisorHub in June 2023 based on data as of 12/31/2021 and 12/31/2022. The ranking considers (i) an adviser’s scale as a function of assets under management, production, number of households and team size;(ii) year-over-year growth in assets under management; and (iii) professionalism, which includes regulatory record, community involvement and team makeup. This award does not evaluate the quality of services provided to clients and is not indicative of this adviser's future performance. A fee was not paid for consideration. For more information on the methodology visit www.advisorhub.com. AdvisorHub considers retirement plan assets on which the adviser provides guidance and received a fee or commission, and values of brokerage accounts to be included in self-reported Assets Under Management.

**** This award was issued by Financial Times. For each year issued, the issue date and time period are as follows: 2016 – 9/15/2016, 12/31/2013-12/31/2015; 2017 – 9/27/2017, 12/31/2014-12/31/2016; 2018 – 9/27/2018, 12/31/2015-12/31/2017; 2019 – 10/10/2019, 12/31/2015-12/31/2018; 2020 – 10/22/2020, 12/31/2016-12/31/2019. Research was conducted by Ignites Research, a Financial Times affiliate. The listing is based on data gathered from the financial adviser’s regulatory disclosures, DC plan assets under management, DC plan growth rate, specialization in DC plans, years of experience, advanced industry credentials, and compliance record. The award is not an endorsement or indicative of future performance of the financial adviser. A fee was not paid for consideration. For additional information, please visit www.ft.com.

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